Battalion Oil Corporation
14.14%
3,494,258
1282648
Aug 6, 2026
Aug 7, 2026, 07:05 PM
Reporting Persons (4)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| GEN IV INVESTMENT OPPORTUNITIES, LLC | Other | 14.14% | 3,494,258 | 0 | 3,494,258 |
| LSP GENERATION IV, LLC | Other | 14.14% | 3,494,258 | 0 | 3,494,258 |
| LSP INVESTMENT ADVISORS, LLC | Other | 14.14% | 3,494,258 | 0 | 3,494,258 |
| Paul Segal | Individual | 14.14% | 3,494,258 | 0 | 3,494,258 |
Disclosure Items (6)
Common Stock, par value $0.0001 per share
Battalion Oil Corporation
820 Gessner Road, Suite 1100, Houston, TX, 77024
Item 3 of the Schedule 13D is amended to incorporate the information below: On August 7, 2026, pursuant to the Preferred Stock Repurchase and Conversion Agreement, dated August 7, 2026, between Gen IV and the Company (the "PSRCA"), the Company repurchased from Gen IV (i) 5,138 shares of Series A Preferred Stock and (ii) 6,578.11 shares of Series A-1 Preferred Stock for an aggregate purchase price of $19,000,000 (the "Purchase Price"). Concurrently, pursuant to the terms of the Certificates of Designation governing the Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock and Series A-4 Preferred Stock, Gen IV exercised its conversion rights and converted all of its remaining outstanding shares of such preferred stock into an aggregate of 3,494,258 shares of Common Stock. No additional consideration was paid in connection with such conversion. The information set forth under the heading "Preferred Stock Repurchase and Conversion Agreement" in Item 4 of this Schedule 13D is incorporated herein by reference.
The information required by Item 5 (a) is set forth in rows 11 and 13 on the cover pages of this Amendment No. 8 for each Reporting Person and is incorporated by reference in its entirety into this Item 5(a).
The information required by Item 5 (b) is set forth in rows 7, 8, 9, and 10 on the cover pages of this Amendment No. 8 for each Reporting Person and is incorporated by reference in its entirety into this Item 5(b).
Except as described in this Amendment No. 8, none of the Reporting Persons has effected any transactions in the Common Stock of the Issuer during the past 60 days.
No one other than the Reporting Person has the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of, any of the Common Stock beneficially owned by the Reporting Person as described in this Item 5.
Not applicable.
The information set forth under the headings "Preferred Stock Repurchase and Conversion Agreement" and "Voting and Lock-Up Agreement" in Item 4 of this Schedule 13D is incorporated herein by reference.
Item 7 of this Schedule 13D is hereby amended and supplemented as follows: Exhibit 99.1 Preferred Stock Repurchase and Conversion Agreement, dated August 7, 2026, by and between Gen IV Investment Opportunities, LLC and Battalion Oil Corporation. Exhibit 99.2 Voting and Lock-Up Agreement, dated August 7, 2026, by and between Gen IV Investment Opportunities, LLC and Battalion Oil Corporation.