FiEE, Inc.
37.10%
3,196,343
1467761
Sep 7, 2026
Sep 10, 2026, 04:28 PM
Reporting Persons (2)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Elements Corporate Services Ltd | CO | 37.10% | 3,196,343 | 0 | 3,196,343 |
| Wong Man Ching | Individual | 37.10% | 3,196,343 | 0 | 3,196,343 |
Disclosure Items (5)
Common Stock, par value $0.01 per share
FiEE, Inc.
3-33, 2-chome Utajima, Osaka, M0, 00000
See rows (11) and (13) of the cover pages to this Amendment No. 2 for the aggregate number of shares of Common Stock and percentages of the shares of Common Stock beneficially owned by the Reporting Persons.
See rows (7) through (10) of the cover pages to this Amendment No. 2 for the number of shares of Common Stock as to which the Reporting Persons have the sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition.
Except as reported on this Amendment No. 2, none of the Reporting Persons has effected any transactions in the Issuer's securities within the past 60 days.
Except as otherwise described herein, to the knowledge of the Reporting Persons, only the Reporting Persons and Hana (as described below in Item 6) have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the Common Stock reported by this Amendment No. 2.
Not applicable.
On September 8, 2026, Elements entered into the Trust Agreement with Hana, pursuant to which Hana, as principal, engaged Elements, as nominee and trustee, to hold in Elements' name the shares of Common Stock and Series A Convertible Preferred Stock beneficially owned by Elements and reported on this Amendment No. 2 (the "Underlying Shares"). Under the Trust Agreement, all material interests in the Underlying Shares belong to Hana as economic beneficiary, including the right to receive all dividends, distributions and proceeds with respect to the Underlying Shares. Pursuant to the Trust Agreement, Elements is obligated to transfer all dividends, distributions and proceeds received with respect to the Underlying Shares to the account designated by Hana. Hana has granted Elements voting and/or investment control over the Underlying Shares. Such voting and/or investment control includes both voting power and investment (dispositive) power with respect to the Underlying Shares and is and shall remain vested exclusively in Elements unless and until Hana delivers at least sixty-one (61) days' prior written notice of waiver to Elements, whereupon such voting and/or investment control shall cease to apply from and after the effective date specified in such notice (the "Waiver Effective Date"). For the avoidance of doubt, Hana does not currently hold voting power or dispositive power with respect to the Underlying Shares and may not exercise such powers prior to the Waiver Effective Date. The trust terminates upon the transfer of all Underlying Shares or upon at least sixty-one (61) days' prior written notice of termination delivered by Hana to Elements, upon which Elements shall promptly transfer the Underlying Shares and any proceeds thereof to the account designated by Hana. The foregoing description of the Trust Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Trust Agreement, which is filed as Exhibit B to this Amendment No. 2 and incorporated herein by reference.
Exhibit A - Joint Filing Agreement, dated May 4, 2026 (incorporated by reference to Exhibit A to Amendment No. 1 to the Schedule 13D filed on May 4, 2026). Exhibit B -Trust Entrustment Agreement, dated September 8, 2026, by and between Hana International Investment Limited and Elements Corporate Services Limited. * *Schedules and exhibits to this agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Reporting Persons agree to furnish supplementally to the SEC a copy of any omitted schedule or exhibit upon request. Certain personally identifiable information has been redacted from this exhibit.